Fines & Wines

Trade Reporting and the Omission of the Short Sale Indicator

October 26, 2022 TRADEliance Season 1 Episode 4
Trade Reporting and the Omission of the Short Sale Indicator
Fines & Wines
More Info
Fines & Wines
Trade Reporting and the Omission of the Short Sale Indicator
Oct 26, 2022 Season 1 Episode 4
TRADEliance

$250,000 for missing trade reporting indicators

  • Kat finally gets to go to the grocery store 
  • Jesy drinks mystery anniversary wine
  • Trade reporting issues due to system programming
  • Specification manuals are fun!
  • Does your firm have a trade reporting committee?

Read the full AWC here.

www.tradeliance.com

TRADEliance consultants have the knowledge and first hand experience to improve your firm's trading operations or compliance processes.

https://www.buymeacoffee.com/finesandwines

Support the Show.

Show Notes

$250,000 for missing trade reporting indicators

  • Kat finally gets to go to the grocery store 
  • Jesy drinks mystery anniversary wine
  • Trade reporting issues due to system programming
  • Specification manuals are fun!
  • Does your firm have a trade reporting committee?

Read the full AWC here.

www.tradeliance.com

TRADEliance consultants have the knowledge and first hand experience to improve your firm's trading operations or compliance processes.

https://www.buymeacoffee.com/finesandwines

Support the Show.