Fines & Wines

Trade Reporting and the Omission of the Short Sale Indicator

October 26, 2022 TRADEliance Season 1 Episode 4
Fines & Wines
Trade Reporting and the Omission of the Short Sale Indicator
Show Notes

$250,000 for missing trade reporting indicators

  • Kat finally gets to go to the grocery store 
  • Jesy drinks mystery anniversary wine
  • Trade reporting issues due to system programming
  • Specification manuals are fun!
  • Does your firm have a trade reporting committee?

Read the full AWC here.

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