Listen to Jesy and Kat discuss the 2023 Report on FINRA's Examination and Risk Monitoring Program!
We couldn't cover everything in the 75 page report, but we do manage to tackle the following topics:
Also - Jesy is sick and drinking boxed wine, while Kat gets fancy enjoying some Prosecco.
The link to the AWC Jesy referred to during the podcast is here.
Enjoy!
Listen to Jesy and Kat discuss the 2023 Report on FINRA's Examination and Risk Monitoring Program!
We couldn't cover everything in the 75 page report, but we do manage to tackle the following topics:
Also - Jesy is sick and drinking boxed wine, while Kat gets fancy enjoying some Prosecco.
The link to the AWC Jesy referred to during the podcast is here.
Enjoy!