Fines & Wines

Best Ex vs. Fair Pricing vs. Reasonable Comp

March 15, 2023 TRADEliance Season 1 Episode 9
Fines & Wines
Best Ex vs. Fair Pricing vs. Reasonable Comp
Show Notes

This episode takes a slightly different approach!  Listen in as TRADEliance discusses the difference between best ex, fair pricing and reasonable compensation while highlighting some cases that support these differences.  

  • Best Execution:  How is the Order Handled ? 
  • Fair Pricing: What is the actual price to the client? 
  • Reasonable Compensation: What is the BD entitled to charge for that trade? 
  • Are you supervising these topics separately?

 The disciplinary cases discussed in this episode are listed below:

Enjoy!

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